Privacy Policy

American Wealth Management, Inc. collects nonpublic personal information about you from the following sources: Information we receive from you in applications or other forms; information about your transactions with us or others, and information we may receive from a consumer-reporting agency. We do not disclose any nonpublic personal information about you to anyone, except as permitted by law. If you decide to close your account(s) or become an inactive client, we will adhere to the privacy policies and practices as described in this notice. American Wealth Management, Inc. restricts access to your personal account information to those employees who need to know that information to provide products or services to you. American Wealth Management, Inc. maintains physical, electronic and procedural safeguards to guard your nonpublic personal information. This policy will remain in effect until further notice.

American Wealth Management, Inc.'s Code of Ethics and Business Continuity Plan are available upon request.

1/2010

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