Employment & Affiliation Opportunities

We welcome applications from Advisors and potential Affiliated offices. We actively review inquiries from established Investment Advisor Representatives (IAR’s) Series 65 or 66 or Registered Representatives (RR’s) Series 7.

You decide how you want to work with clients. Our requirement is that you do what is best for your client – at all times. Our firm offers an open platform for recommending investments, however we do not “product push” and neither will you.

All IAR candidates will have many years acting as a fiduciary advisor: being the money manager or finding the appropriate money manager/investments for their clients.

All RR’s candidates will be experienced in a niche market, i.e.: income specialist, institutional equity broker, rollover specialist and/or a book of business that caters to a specific demographic market.

Only persons with a clean U-4 need apply & 150K trailing min.

 

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Check the background of this financial professional on FINRA's BrokerCheck